Scottish Widows Unit Trust Managers Limited

Date authorised
1 April 2013
Companies House
01629925
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Uberior House
    11 Earl Grey Street
    Edinburgh
    Edinburgh, City Of
    EH3 9BN
    UNITED KINGDOM
    Phone
    +443457166777
    Web
    https://www.scottishwidows.co.uk

  • Complaints Contact

    PO Box 24165
    Edinburgh
    Edinburgh, City Of
    EH3 1HD
    UNITED KINGDOM
    Phone
    +443457166777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Suzanne Fish

    IRN SXF00094

    • (990)CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
  • Syed Asif Ali

    IRN SAA00019

    • (289)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
  • Tajender Kaur Garcha

    IRN TKG00004

    • (1224)CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
  • Tamara Anne Jones

    IRN TXJ44170

    • (547)[FCA CF] Manager of certification employee (25 Feb 2020 to 18 Mar 2020)
    • (548)[FCA CF] Functions requiring qualifications (25 Feb 2020 to 18 Mar 2020)
  • Tara Stuttard

    IRN TXS00066

    • (515)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
  • Terence Charles Clark

    IRN TCC00004

    • (858)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
  • Terence Dane Weddell

    IRN TDW00013

    • (831)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jan 2002)
  • Terence George Coburn

    IRN TGC00007

    • (35)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
  • Terence Martin Leahy

    IRN TML00009

    • (364)CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2002)
  • Terence Michael McKee

    IRN TMM00012

    • (163)CF22 Investment Adviser (Trainee) (12 May 2003 to 12 May 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1558)SMF16 Compliance Oversight

  2. controlled function added: (1557)SMF17 Money Laundering Reporting Officer (MLRO)

  3. controlled function added: (1556)CF22 Investment Adviser (Trainee)

  4. controlled function added: (1555)CF28 Systems and controls

  5. controlled function added: (1554)CF21 Investment Adviser

  6. controlled function added: (1553)CF22 Investment Adviser (Trainee)

  7. controlled function added: (1552)CF29 Significant management

  8. controlled function added: (1551)CF28 Systems and controls

  9. controlled function added: (1550)CF22 Investment Adviser (Trainee)

  10. controlled function added: (1549)CF22 Investment Adviser (Trainee)

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