Scottish Widows Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Wyn Llewellyn Hinds
IRN WLH00006
- (945)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Yvonne Vivienne Cook
IRN YVC00001
- (1254)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

15 hours ago
controlled function added: (1568)CF22 Investment Adviser (Trainee)
15 hours ago
controlled function added: (1567)Director of firm who is not a certification employee or a SMF manager
15 hours ago
controlled function added: (1566)CF15 Internal Audit
15 hours ago
controlled function added: (1565)CF11 Money Laundering Reporting
15 hours ago
controlled function added: (1564)CF14 Risk Assessment
15 hours ago
controlled function added: (1563)CF28 Systems and controls
15 hours ago
controlled function added: (1562)CF1 Director
15 hours ago
controlled function added: (1561)CF10a CASS Oversight function
15 hours ago
controlled function added: (1560)CF10 Compliance Oversight
15 hours ago
controlled function added: (1559)CF11 Money Laundering Reporting

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.