Scottish Widows Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Trevor Brown
IRN TXB00076
- (285)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jun 2002)
Trevor Haddow
IRN TXH00002
- (338)CF21 Investment Adviser (1 Dec 2001 to 27 Jul 2002)
Trevor Keith Hockley
IRN TKH00002
- (330)CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2002)
Trevor Lloyd Grose
IRN TLG00006
- (116)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Jul 2002)
Vallance Wilkinson
IRN VXW00011
- (1014)CF21 Investment Adviser (10 Oct 2002 to 10 Oct 2002)
- (1013)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Oct 2002)
Vanessa Swanton
IRN VXS01623
- (1551)CF28 Systems and controls (28 Mar 2017 to 6 Jun 2017)
Victoria Anne Stockwood
IRN VAS00013
- (572)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Oct 2002)
Victoria Anne Willis
IRN VAT00004
- (984)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Victoria Claire Covernton
IRN VCC00002
- (136)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Victoria Elaine Williams
IRN VES00004
- (487)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (1568)CF22 Investment Adviser (Trainee)
11 hours ago
controlled function added: (1567)Director of firm who is not a certification employee or a SMF manager
11 hours ago
controlled function added: (1566)CF15 Internal Audit
11 hours ago
controlled function added: (1565)CF11 Money Laundering Reporting
11 hours ago
controlled function added: (1564)CF14 Risk Assessment
11 hours ago
controlled function added: (1563)CF28 Systems and controls
11 hours ago
controlled function added: (1562)CF1 Director
11 hours ago
controlled function added: (1561)CF10a CASS Oversight function
11 hours ago
controlled function added: (1560)CF10 Compliance Oversight
11 hours ago
controlled function added: (1559)CF11 Money Laundering Reporting

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.