Scottish Widows Administration Services Limited

• Principal Place of Business

  New Uberior House

  11 Earl Grey Street

  Edinburgh

  Edinburgh, City Of

  EH3 9BN

  UNITED KINGDOM

  Phone

  +4403457166777

  Web

  https://www.scottishwidows.co.uk

• Complaints Contact

  PO Box 24165

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403457166777

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Nigel Andrew Farrar

  IRN NAF00011

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Apr 2002)
• Noel Patrick McCarthy

  IRN NPM00011

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)
• Owen Cunningham

  IRN OXC00068

  • [FCA CF] Functions requiring qualifications (14 Jun 2023 to 14 Jul 2025)
• Pamela Charles

  IRN PXC44241

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 11 Jan 2022)
  • [FCA CF] Functions requiring qualifications (2 Jan 2020 to 1 Jan 2022)
• Patricia Gilhooly

  IRN PXG44245

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 5 Feb 2020)
• Patricia Quinn

  IRN PXQ44237

  • [FCA CF] Functions requiring qualifications (17 Dec 2019 to 12 Oct 2022)
• Paul Alexander Fisher

  IRN PAF00009

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 May 2002)
• Paul Andre Reece

  IRN PAR00027

  • CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2002)
• Paul Andrew Barron Vaughan

  IRN PAV00005

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
• Paul Anthony Cossins

  IRN PAC00044

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Feb 2002)

• Scottish Widows Bank Plc (no longer appointed)

  FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001

• Cheltenham & Gloucester Plc (no longer appointed)

  FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001

No changes recorded yet.