Scipion Capital (UK) Limited

Date authorised
1 April 2013
Companies House
06291778
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan John Donachie

    IRN AJD01142

    • CF11 Money Laundering Reporting (2 Jun 2016 to 30 Sep 2016)
    • CF10 Compliance Oversight (26 Mar 2015 to 30 Sep 2016)
  • Andrew John Garden

    IRN AJG01204

    • CF30 Customer (11 Feb 2013 to 2 Feb 2015)
    • CF1 Director (11 Feb 2013 to 2 Feb 2015)
  • Anthony Marek Kukielski

    IRN AMK01118

    • CF28 Systems and controls (1 Dec 2011 to 2 Feb 2018)
    • CF30 Customer (1 Dec 2011 to 2 Feb 2018)
  • Benjamin Michael Storrs

    IRN BMS01080

    • CF30 Customer (4 Apr 2014 to 4 Aug 2017)
  • Christopher David Jenkins

    IRN CDJ01022

    • CF30 Customer (1 Dec 2011 to 22 Nov 2013)
  • David George Butler

    IRN DGB01153

    • CF2 Non Executive Director (28 Apr 2015 to 8 Dec 2019)
  • Edward Brian Rowson

    IRN EBR00004

    • CF30 Customer (11 Aug 2017 to 27 Sep 2019)
  • George Albert James Sanders

    IRN GAS01135

    • CF30 Customer (2 Apr 2014 to 14 Oct 2014)
  • Gerard William Kerr

    IRN GWK01024

    • CF10 Compliance Oversight (10 Oct 2016 to 1 Nov 2017)
    • CF11 Money Laundering Reporting (10 Oct 2016 to 1 Nov 2017)
  • Lindsey Gilchrist Clavel

    IRN LGC01018

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Mar 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (2 Oct 2019 to 8 Dec 2019)
    • CF1 Director (1 Dec 2011 to 1 Apr 2015)
    • CF30 Customer (1 Dec 2011 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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