Date authorised
1 April 2013
Companies House
01811609
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 The Courtyard
    Calvin Street
    Bolton
    Bolton
    BL1 8PB
    UNITED KINGDOM
    Phone
    +4401204365080
  • Complaints Contact

    5 The Courtyard
    Calvin Street
    Bolton
    Bolton
    BL1 8PB
    UNITED KINGDOM
    Phone
    +4401204365080

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Thomas

    IRN AXT18194

    • SMF1 Chief Executive (since 15 Dec 2025)
    • Responsible for Insurance Distribution (since 15 Dec 2025)
  • Andrew Harrington

    IRN AXH00859

    • [FCA CF] Significant management (since 20 Jan 2026)
  • Barbara Mary Schofield

    IRN BMS00017

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Keith Schofield

    IRN KXS00109

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2025)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Robert Alan Styring

    IRN RAS01272

    • SMF3 Executive Director (since 15 Dec 2025)
  • Sarah Jones

    IRN SXJ00387

    • [FCA CF] Significant management (since 20 Jan 2026)
  • Sean Francis Carney

    IRN SXC66920

    • [FCA CF] Significant management (since 20 Jan 2026)
  • Stephen Lawrence Cainer

    IRN SLC00019

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.