Schmidt Research Partners Ltd

Date authorised
1 April 2013
Companies House
05822221
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Jacob Charles & Co
    Sentinel House
    Sentinel Square
    London
    Barnet
    NW4 2EP
    UNITED KINGDOM
    Phone
    +442036334862
    Web
    https://www.schmidt-research.com

  • Complaints Contact

    Jacob Charles & Co
    Sentinel House
    Sentinel Square
    London
    Barnet
    NW4 2EP
    UNITED KINGDOM
    Phone
    +442036334862

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexis Jacques Dwek

    IRN AXD21376

    • SMF1 (AR) Chief Executive function (19 Sep 2023 to 25 Apr 2025)
  • Ankur Ghosh

    IRN AXG01064

    • SMF1 (AR) Chief Executive function (since 19 Aug 2025)
  • Gregory Rhett Hendrix

    IRN GXH00303

    • SMF1 (AR) Chief Executive function (since 26 Aug 2025)
  • Hans Yaakov Schmidt

    IRN HYS01003

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Aug 2006 to 31 Oct 2007)
    • CF3 Chief Executive (4 Aug 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Aug 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (4 Aug 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Aug 2006 to 8 Dec 2019)
    • CF1 Director (4 Aug 2006 to 8 Dec 2019)
  • Jay Blumenreich

    IRN JXB03380

    • CF30 Customer (13 Oct 2015 to 8 Dec 2019)
  • Robert Charles Clements

    IRN RCC01035

    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
  • Susi Schmidt

    IRN SXS02078

    • CF2 Non Executive Director (4 Aug 2006 to 26 Jan 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.