SBK (BIRMINGHAM) LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Walter Norris
IRN DWN01032
- CF1 Director (2 Jan 2014 to 4 Mar 2015)
Irendip Singh
IRN IXS01657
- CF1 Director (14 Jul 2015 to 9 Feb 2018)
Jatinder Singh
IRN JSV01025
- SMF3 Executive Director (9 Dec 2019 to 15 Sep 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 15 Sep 2020)
- CF1 Director (26 Nov 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (26 Nov 2015 to 30 Sep 2018)
Paul Andrew Tolliday
IRN PAT01175
- CF1 Director (2 Jan 2014 to 4 Mar 2015)
Rohit Kumar Kanungo
IRN RKK01028
- SMF3 Executive Director (9 Dec 2019 to 3 Nov 2022)
- CF1 Director (2 Jan 2014 to 8 Dec 2019)
Sanjiv Kumar Kanungo
IRN SKK01033
- SMF3 Executive Director (9 Dec 2019 to 19 Jan 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 19 Jan 2021)
- CF1 Director (2 Jan 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Jan 2014 to 30 Sep 2018)
Saras Kanungo
IRN SXK02913
- SMF3 Executive Director (since 13 May 2022)
- Responsible for Insurance Distribution (since 20 Jan 2021)

Smaller firms operating under this firm's FCA authorisation.

Diva Partnerships (Birmingham) Limited
FRN 996574 · Appointed 18 May 2023
Reehaina Saddique (no longer appointed)
FRN 756792 · Appointed 25 Aug 2016 · Until 5 Oct 2016
ClearWater Solicitors LLP (no longer appointed)
FRN 740043 · Appointed 10 May 2016 · Until 10 Oct 2016
JR Marketing Solutions Ltd (no longer appointed)
FRN 746121 · Appointed 5 May 2016 · Until 10 Oct 2016
Census Plus Limited (no longer appointed)
FRN 719721 · Appointed 8 Oct 2015 · Until 15 Sep 2020
Financial Plus Limited (no longer appointed)
FRN 717370 · Appointed 18 Sep 2015 · Until 15 Sep 2020

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.