Date authorised
2 September 2019
Companies House
11754811
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    122 Leadenhall Street
    City of London
    London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442037534611
  • Complaints Contact

    122 Leadenhall Street
    City of London
    London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442037534611

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carl Raymond Griffiths

    IRN CXR13445

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Sep 2019 to 8 Dec 2019)
  • Luke Baker

    IRN LXB00630

    • Responsible for Insurance Distribution (since 17 Nov 2023)
    • SMF1 Chief Executive (since 17 Nov 2023)
  • Mark Douglas Anthony Christer

    IRN MDC01151

    • SMF1 Chief Executive (9 Dec 2019 to 4 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 4 Oct 2023)
    • CF1 Director (2 Sep 2019 to 8 Dec 2019)
    • CF3 Chief Executive (2 Sep 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (2 Sep 2019 to 4 Oct 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.