SB Investment Advisers (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Catherine Lenson
IRN CXL20129
- [FCA CF] Material risk taker (9 Dec 2020 to 30 Nov 2022)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Jul 2020)
- CF29 Significant management (26 Nov 2019 to 8 Dec 2019)
Daniel Shin Un Kang
IRN DXK17932
- CF30 Customer (31 Jul 2019 to 8 Dec 2019)
David Thevenon
IRN DXT01762
- CF30 Customer (11 Dec 2017 to 8 Dec 2019)
Elena Kostova
IRN EXK11228
- CF30 Customer (5 Feb 2019 to 8 Dec 2019)
Elizabeth Wells
IRN EXW13775
- [FCA CF] Client dealing (9 Dec 2020 to 14 Feb 2023)
- CF30 Customer (17 Apr 2019 to 8 Dec 2019)
Felicity Brauten-Homewood
IRN FXB00057
- [FCA CF] Client dealing (9 Dec 2020 to 28 Feb 2025)
- [FCA CF] Manager of certification employee (9 Dec 2020 to 28 Feb 2025)
Fernando Luis Goncalves Filho
IRN FLG00016
- CF30 Customer (26 Jun 2018 to 24 Jun 2019)
Gabriel Ruimy
IRN GXR00115
- [FCA CF] Client dealing (9 Dec 2020 to 7 May 2021)
George Kanelos
IRN GXK00104
- [FCA CF] Client dealing (14 Sep 2021 to 30 Dec 2022)
Gerardo Isaac Lopez
IRN GXL20122
- CF29 Significant management (22 Oct 2019 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.