Saxo Capital Markets UK Ltd

• Principal Place of Business

  26th Floor

  40 Bank Street

  London

  E14 5DA

  UNITED KINGDOM

  Phone

  +4402071512100

  Web

  https://www.home.saxo/en-gb/

• Complaints Contact

  26th Floor

  40 Bank Street

  London

  E14 5DA

  UNITED KINGDOM

  Phone

  +4402071512000

  Web

  https://www.home.saxo/en-gb/

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stuart Oglivie

  IRN SXO00081

  • [FCA CF] Functions requiring qualifications (17 Sep 2020 to 15 Dec 2023)
• Søren Kyhl

  IRN SXK02817

  • SMF12 Chair of the Remuneration Committee (19 May 2025 to 27 Feb 2026)
  • SMF11 Chair of the Audit Committee (19 May 2025 to 27 Feb 2026)
  • SMF13 Chair of the Nominations Committee (1 Feb 2022 to 27 Feb 2026)
  • SMF7 Group Entity Senior Manager (1 Feb 2022 to 27 Feb 2026)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Feb 2022)
  • CF2 Non Executive Director (7 Feb 2017 to 8 Dec 2019)
• Theofanis-Athanasios Papathanasiou

  IRN TXP01146

  • CF30 Customer (17 Sep 2012 to 12 Feb 2018)
• Thomas Gerald Nagle

  IRN TXN01040

  • CF30 Customer (5 Oct 2011 to 17 Jan 2012)
• Thomas Veale

  IRN TAV01010

  • CF30 Customer (16 Jan 2014 to 18 Jan 2016)
• Thyge Boserup

  IRN TXB01483

  • CF2 Non Executive Director (22 Feb 2013 to 14 Apr 2014)
• Timothy John Coxon

  IRN TJC01081

  • CF30 Customer (5 Oct 2011 to 24 May 2013)
• Torben Kaaber

  IRN TXK01354

  • CF1 Director (5 Oct 2011 to 30 May 2014)
  • CF3 Chief Executive (5 Oct 2011 to 30 May 2014)
• Torben Rene Jorgensen

  IRN TRJ01018

  • CF1 Director (11 Nov 2015 to 24 Oct 2016)
  • CF11 Money Laundering Reporting (11 Nov 2015 to 24 Oct 2016)
• Travers John Metherell

  IRN TJM01209

  • CF30 Customer (17 May 2012 to 31 May 2018)

• Associated Newspapers Limited (no longer appointed)

  FRN 591724 · Appointed 29 Jul 2024 · Until 6 Mar 2025

No changes recorded yet.