Date authorised
2 March 2017
Companies House
09777255
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Plum Fintech Ltd
    2-7 Clerkenwell Green
    London
    Islington
    EC1R 0DE
    UNITED KINGDOM
    Phone
    +442033931340
  • Complaints Contact

    Plum Fintech Ltd
    2-7 Clerkenwell Green
    London
    Islington
    EC1R 0DE
    UNITED KINGDOM
    Phone
    +442033931340

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Phu Cuong Ly

    IRN PXL00228

    • [FCA CF] Significant management (17 Jan 2022 to 21 Apr 2022)
  • Pratik Pokharel

    IRN PXP00390

    • [FCA CF] Material risk taker (since 5 Nov 2024)
    • [FCA CF] Significant management (since 5 Nov 2024)
  • Rashmi D'Souza

    IRN RXD00587

    • [FCA CF] Manager of certification employee (since 1 Jul 2025)
    • [FCA CF] Material risk taker (since 1 Jul 2025)
    • [FCA CF] Significant management (since 1 Jul 2025)
  • Rishab Sareen

    IRN RXS03359

    • [FCA CF] Significant management (10 May 2021 to 7 Jul 2023)
  • Sakir Salih

    IRN SXS05464

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Apr 2025)
    • SMF16 Compliance Oversight (since 24 Apr 2025)
  • Sanjin Beloberk

    IRN SXB80377

    • Director of firm who is not a certification employee or a SMF manager (4 Jan 2021 to 1 Jul 2024)
  • Sarah Hewlett

    IRN SXH01165

    • [FCA CF] Material risk taker (10 Apr 2024 to 25 Jul 2024)
    • [FCA CF] Significant management (10 Apr 2024 to 25 Jul 2024)
  • Shyam Vadukul

    IRN SXV68551

    • [FCA CF] Significant management (1 Jun 2021 to 1 Mar 2023)
  • Spiros Rekkas

    IRN SXR01018

    • [FCA CF] Significant management (since 10 Oct 2025)
    • [FCA CF] Material risk taker (since 10 Oct 2025)
  • Stephen John Redhead

    IRN SXR00906

    • [FCA CF] CASS oversight function (since 19 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.