Date authorised
1 April 2013
Companies House
04906291
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 The Old Wharf
    Plymouth
    Devon
    PL9 7NP
    UNITED KINGDOM
    Phone
    +4401752408040
  • Complaints Contact

    33 The Old Wharf
    Plymouth
    Devon
    PL9 7NP
    UNITED KINGDOM
    Phone
    +4401752408040

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with buy to let mortgages
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Guy

    IRN AXG01645

    • CF1 Director (31 Oct 2004 to 3 Dec 2008)
  • Mark Peter Lenthall

    IRN MPL01049

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (23 Mar 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 26 Jan 2006)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Paul Robinson White

    IRN PRW00006

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
  • Philip Guy

    IRN PXG01349

    • CF8 Apportionment and Oversight (26 Jan 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 23 Aug 2009)
    • CF1 Director (31 Oct 2004 to 23 Aug 2009)
  • Rae Amanda Moran

    IRN RXM01181

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Brian Hicks (no longer appointed)

    FRN 615246 · Appointed 3 Feb 2014 · Until 5 Nov 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.