Save & Invest (Financial Planning) Limited

• Principal Place of Business

  Save & Invest (Financial Planning) Ltd

  100 West Regent Street

  Glasgow

  Glasgow City

  G2 2QD

  UNITED KINGDOM

  Phone

  +4401413328088

  Web

  https://shackletonadvisers.co.uk

• Complaints Contact

  Save & Invest (Financial Planning) Ltd

  100 West Regent Street

  Glasgow

  Glasgow City

  G2 2QD

  UNITED KINGDOM

  Phone

  +4401413328088

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julie Marsh

  IRN JXM00091

  • CF30 Customer (1 Nov 2007 to 30 Dec 2007)
  • CF21 Investment Adviser (2 Sep 2004 to 31 Oct 2007)
• Kenneth Henry McAlpine

  IRN KHM00011

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (19 Dec 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (4 Jul 2006 to 19 Dec 2006)
• Laura Jane Smith

  IRN LJM01126

  • CF30 Customer (1 Nov 2007 to 12 Mar 2010)
  • CF21 Investment Adviser (31 Oct 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (26 Oct 2005 to 30 Oct 2007)
• Lisa Donald

  IRN LXD01462

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (11 Feb 2015 to 8 Dec 2019)
• Lisa Woods

  IRN LXF01317

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (20 Feb 2015 to 8 Dec 2019)
• Lynsey Fraser

  IRN LXF00039

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2024)
  • CF1 Director (11 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (15 Jul 2004 to 31 Oct 2007)
• Mary Katherine Marsh

  IRN MKM00005

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 19 Sep 2016)
  • SMF1 Chief Executive (9 Dec 2019 to 5 Jun 2025)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (AR) (9 Mar 2007 to 7 Oct 2025)
  • Responsible for Insurance Mediation (28 Apr 2005 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 11 Jan 2008)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Neil Stewart Forrest

  IRN NXF11944

  • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2020)
  • CF1 Director (3 May 2019 to 8 Dec 2019)
• Nichola Hume

  IRN NXH01385

  • CF30 Customer (1 May 2010 to 8 Apr 2011)
• Norman Stewart Still

  IRN NSS00002

  • CF24 Pension Transfer Specialist (21 Jul 2004 to 18 Feb 2005)
  • CF21 Investment Adviser (21 Jul 2004 to 18 Feb 2005)

• Save & Invest FT Limited (no longer appointed)

  FRN 464453 · Appointed 26 Feb 2007 · Until 24 Oct 2025

No changes recorded yet.