Sardis Capital Limited

Date authorised
1 April 2013
Companies House
04482188
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    37 Oriel Drive
    London
    Richmond Upon Thames
    SW13 8HW
    UNITED KINGDOM
    Phone
    +442087487175
    Web
    https://www.sardiscapital.com

  • Complaints Contact

    37 Oriel Drive
    London
    Richmond Upon Thames
    SW13 8HW
    UNITED KINGDOM
    Phone
    +442087487175

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barnaby Graham David Clark

    IRN BGC01017

    • CF30 Customer (27 Feb 2008 to 20 Aug 2015)
  • Christoph Ladanyi

    IRN CXL01086

    • CF30 Customer (12 Jul 2010 to 14 Jun 2012)
  • Karsten Thomas Michael Ronner

    IRN KTR01008

    • CF30 Customer (1 Nov 2007 to 20 Jun 2011)
    • CF1 Director (18 Aug 2003 to 20 Oct 2010)
    • CF23 Corporate Finance Adviser (18 Aug 2003 to 31 Oct 2007)
  • Louis Ming-Derk Jeng

    IRN LMJ01030

    • CF30 Customer (10 Nov 2008 to 10 Jun 2011)
  • Mehmet Osman Arif Mardin

    IRN OXM01022

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2007 to 8 Dec 2019)
    • CF1 Director (18 Aug 2003 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (18 Aug 2003 to 31 Oct 2007)
    • CF3 Chief Executive (18 Aug 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (18 Aug 2003 to 31 Mar 2009)
  • Michael Henry Gera

    IRN MHG01021

    • CF30 Customer (3 Sep 2010 to 20 Jun 2011)
  • Michele Gallo

    IRN MXG01516

    • CF11 Money Laundering Reporting (26 Apr 2005 to 1 Apr 2007)
    • CF1 Director (26 Apr 2005 to 1 Apr 2007)
    • CF10 Compliance Oversight (26 Apr 2005 to 1 Apr 2007)
    • CF23 Corporate Finance Adviser (7 Jul 2004 to 1 Apr 2007)
  • Paul George Mitchell

    IRN PGM01106

    • CF30 Customer (16 Dec 2010 to 20 Jun 2011)
  • Robert George Hyland

    IRN RGH01054

    • CF1 Director (18 Aug 2003 to 31 May 2005)
    • CF10 Compliance Oversight (18 Aug 2003 to 30 Apr 2005)
    • CF11 Money Laundering Reporting (18 Aug 2003 to 30 Apr 2005)
    • CF23 Corporate Finance Adviser (18 Aug 2003 to 31 May 2005)
  • Rory O'Sullivan

    IRN RXO01037

    • CF23 Corporate Finance Adviser (18 Aug 2003 to 9 Mar 2007)
    • CF1 Director (18 Aug 2003 to 9 Mar 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.