Date authorised
1 April 2013
Companies House
OC329859
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    50 George Street
    London
    W1U 7DY
    UNITED KINGDOM
    Phone
    +442070387000
  • Complaints Contact

    50 George Street
    London
    W1U 7DY
    UNITED KINGDOM
    Phone
    +442070387000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emily Lanfear

    IRN EXL00094

    • [FCA CF] Material risk taker (since 15 Jun 2021)
    • [FCA CF] Significant management (since 15 Jun 2021)
  • Emma Collins

    IRN EXC01547

    • CF30 Customer (23 Nov 2015 to 12 Oct 2018)
  • Eric Gerard Sarasin

    IRN EXS01122

    • CF2 Non Executive Director (19 Mar 2013 to 9 Oct 2014)
    • CF4 Partner (6 Aug 2009 to 19 Mar 2013)
  • Erik Leon Herbert Mermet

    IRN ELM01039

    • [FCA CF] Material risk taker (28 Mar 2023 to 1 Jan 2024)
  • Fergus Joseph Patrick Crawford

    IRN FJC01042

    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Dec 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2020)
    • CF30 Customer (14 Oct 2008 to 8 Dec 2019)
  • Fidelis Maria Goetz

    IRN FMG01021

    • CF2 Non Executive Director (18 Mar 2013 to 20 Mar 2013)
    • CF4 Partner (19 Jun 2008 to 18 Mar 2013)
  • Fiona Helen O'Neill

    IRN FXD01150

    • [FCA CF] Manager of certification employee (since 3 Mar 2026)
  • Gary Steinberg

    IRN GXS01558

    • SMF14 Senior Independent Director (28 Oct 2022 to 31 Aug 2025)
    • SMF12 Chair of the Remuneration Committee (28 Oct 2022 to 31 Aug 2025)
    • SMF13 Chair of the Nominations Committee (28 Oct 2022 to 31 Aug 2025)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Aug 2025)
    • CF2 Non Executive Director (12 May 2016 to 8 Dec 2019)
  • Geoffrey Armstrong

    IRN GXA01304

    • CF30 Customer (28 Jul 2009 to 16 Jul 2018)
  • Georgia Galouzidi

    IRN GXG01719

    • [FCA CF] Client dealing (24 Jan 2024 to 19 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.