SARASIN ASSET MANAGEMENT LIMITED

• Principal Place of Business

  50 George Street

  London

  W1U 7DY

  UNITED KINGDOM

  Phone

  +4402070387000

  Web

  https://www.sarasinassetmanagement.com

• Complaints Contact

  50 George Street

  London

  W1U 7DY

  UNITED KINGDOM

  Phone

  +442070387276

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Alexander Mark Jeffries

  IRN SAJ01059

  • CF30 Customer (1 Nov 2007 to 6 Jan 2015)
  • CF27 Investment Management (13 Jul 2007 to 31 Oct 2007)
• Simon Ford

  IRN SXF00159

  • [FCA CF] Significant management (26 Mar 2021 to 28 Jun 2024)
  • [FCA CF] Material risk taker (26 Mar 2021 to 28 Jun 2024)
• Stefan Maurus Bont

  IRN SMB01263

  • CF28 Systems and controls (26 Jul 2010 to 31 May 2011)
• Stephan Micheal Huber

  IRN SMH01206

  • CF28 Systems and controls (1 Nov 2007 to 30 Jul 2008)
  • CF15 Internal Audit (20 Apr 2007 to 31 Oct 2007)
• Stuart Bonnell

  IRN SXB00409

  • [FCA CF] Significant management (since 26 Mar 2021)
  • [FCA CF] Material risk taker (since 26 Mar 2021)
• Thomas Morley

  IRN TXM00516

  • [FCA CF] Significant management (1 Nov 2023 to 15 Aug 2025)
  • [FCA CF] Material risk taker (1 Nov 2023 to 15 Aug 2025)
  • [FCA CF] Manager of certification employee (1 Nov 2023 to 15 Aug 2025)
• Thomas Nicholas McKinley Service

  IRN TNS01004

  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
  • CF28 Systems and controls (19 Aug 2013 to 8 Dec 2019)
  • CF1 Director (5 Apr 2005 to 8 Dec 2019)
• Thomas William Vernon

  IRN TWV01007

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • CF30 Customer (19 Jan 2019 to 8 Dec 2019)
• Zarenah Bessifi

  IRN ZXB01012

  • CF10 Compliance Oversight (10 Jan 2006 to 17 Mar 2008)
  • CF11 Money Laundering Reporting (11 Oct 2002 to 17 Mar 2008)

No changes recorded yet.