Sarabaite Limited

Date authorised
1 April 2013
Companies House
05425994
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22-23 Gayfere Street
    London
    SW1P 3HP
    UNITED KINGDOM
    Phone
    +442070724461

  • Complaints Contact

    Innotech Advisers Ltd
    Gayfere House 22-23
    Gayfere Street
    London
    Westminster
    SW1P 3HP
    UNITED KINGDOM
    Phone
    +442070724461

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bernard John Christian Willis

    IRN BJW01082

    • CF30 Customer (1 Nov 2007 to 20 Jun 2014)
    • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
    • CF1 Director (10 Feb 2006 to 20 Jun 2014)
  • David Richard Addison

    IRN DRA01054

    • [FCA CF] Client dealing (since 24 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
  • James Frederick Shea

    IRN JFS01084

    • [FCA CF] Client dealing (since 24 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (10 Feb 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (10 Feb 2006 to 31 Oct 2007)
  • Michael David Langford Smith

    IRN MDS01180

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Feb 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Feb 2017 to 8 Dec 2019)
  • Thomas Patrick McGing

    IRN TPM01019

    • CF11 Money Laundering Reporting (10 Feb 2006 to 30 Sep 2013)
    • CF1 Director (10 Feb 2006 to 30 Sep 2013)
    • CF10 Compliance Oversight (10 Feb 2006 to 30 Sep 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.