Sapient Corporate Finance

Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Flat 16
    Fordie House
    82 Sloane Street
    London
    Kensington And Chelsea
    SW1X 9PA
    UNITED KINGDOM
    Phone
    +4402034402330
    Web
    https://www.sapientcf.com

  • Complaints Contact

    43 Cholmeley Park
    London
    Middlesex
    N6 5EL
    UNITED KINGDOM
    Phone
    +4402034402330

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alice Louise Percival

    IRN ALH01080

    • CF30 Customer (30 Jan 2015 to 19 May 2016)
  • Brenda Anne Calder

    IRN BAC01079

    • [FCA CF] Client dealing (since 24 Feb 2025)
    • CF30 Customer (29 Jan 2015 to 8 Dec 2019)
  • David Roger Kellett

    IRN DRK01019

    • CF30 Customer (10 Feb 2009 to 7 Nov 2012)
    • CF11 Money Laundering Reporting (10 Feb 2009 to 7 Nov 2012)
    • CF10 Compliance Oversight (10 Feb 2009 to 7 Nov 2012)
  • Greig Fraser Anderson

    IRN GFA01011

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (14 Nov 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Nov 2012 to 8 Dec 2019)
    • CF30 Customer (10 Feb 2009 to 8 Dec 2019)
    • CF4 Partner (10 Feb 2009 to 8 Dec 2019)
  • Peter Chrissis Hansen

    IRN PCH01050

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (10 Feb 2009 to 8 Dec 2019)
    • CF4 Partner (10 Feb 2009 to 8 Dec 2019)
  • Robert James Cockcroft

    IRN RJC01303

    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (5 Jul 2017 to 8 Dec 2019)
  • Steven Michael Kenee

    IRN SMK01087

    • [FCA CF] Client dealing (1 Dec 2022 to 31 Dec 2024)
  • Tina Mary Sharp

    IRN TXS01179

    • CF30 Customer (10 Feb 2009 to 19 Jun 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.