Sapia Partners LLP

Date authorised
1 April 2013
Companies House
OC354934
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450
    Web
    https://iqeq.com/sapia/

  • Complaints Contact

    4th Floor
    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gareth Michael Mullan

    IRN GXM34452

    • CF30 Customer (29 Jul 2020 to 31 Jul 2024)
  • Gareth Peter Norton

    IRN GPN01011

    • CF1 Director (AR) (16 May 2018 to 30 Nov 2018)
    • CF30 Customer (14 Jun 2017 to 30 Nov 2018)
  • Geert Gustaaf Bossuyt

    IRN GGB01017

    • CF30 Customer (7 Dec 2016 to 4 Aug 2017)
    • CF1 Director (AR) (7 Dec 2016 to 4 Aug 2017)
  • Geoffrey Carbonel

    IRN GSC01088

    • CF30 Customer (5 Feb 2016 to 20 Aug 2017)
  • Georg Bucher

    IRN GXB01594

    • CF30 Customer (11 Dec 2012 to 8 May 2013)
  • George David Lanning

    IRN GDL01057

    • CF1 Director (AR) (30 Mar 2022 to 29 Dec 2023)
    • CF30 Customer (30 May 2018 to 17 Apr 2020)
  • George Finnie

    IRN GXF00167

    • CF1 Director (AR) (16 Dec 2022 to 31 Jul 2023)
    • CF30 Customer (16 Dec 2022 to 31 Jul 2023)
  • George Norman

    IRN GXN09944

    • CF30 Customer (since 21 May 2025)
    • CF1 Director (AR) (since 4 Jan 2019)
  • Georgina Clare Hill

    IRN GXH00060

    • CF30 Customer (8 Feb 2021 to 30 Apr 2021)
  • Gerhard Stefan Grueter

    IRN GSG01027

    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Mar 2020)
    • SMF27 Partner (9 Dec 2019 to 27 Aug 2020)
    • CF11 Money Laundering Reporting (21 Jan 2013 to 5 Sep 2017)
    • CF4 Partner (15 Aug 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Aug 2011 to 21 Jan 2013)
    • CF30 Customer (15 Aug 2011 to 25 Jan 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.