Sapia Partners LLP

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/sapia/

• Complaints Contact

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Indranil Ghosh

  IRN IXG01240

  • CF3 Chief Executive (AR) (12 Apr 2013 to 11 Sep 2014)
  • CF1 Director (AR) (12 Apr 2013 to 11 Sep 2014)
  • CF30 Customer (12 Apr 2013 to 11 Sep 2014)
• Irene Bauer

  IRN IXB01324

  • CF30 Customer (26 Apr 2016 to 1 Sep 2017)
• Irfan Siddiq Khan

  IRN ISK01011

  • CF1 Director (AR) (15 Apr 2016 to 6 Mar 2017)
  • CF30 Customer (15 Apr 2016 to 6 Mar 2017)
• Irina Michaela Hemmers

  IRN IMH01062

  • CF4 Partner (AR) (5 Jun 2023 to 2 Jan 2025)
  • CF30 Customer (5 Jun 2023 to 2 Jan 2025)
• Iris Alameddine

  IRN IXH01414

  • CF30 Customer (15 Aug 2017 to 11 Oct 2023)
• Iryna Dubylovska

  IRN IXD01233

  • CF30 Customer (22 Feb 2016 to 3 Feb 2017)
  • CF4 Partner (AR) (22 Feb 2016 to 3 Feb 2017)
• Jack David Mccarthy

  IRN JXM17571

  • CF30 Customer (18 Sep 2019 to 21 Apr 2020)
• Jack Handcock

  IRN JXH01003

  • CF1 Director (AR) (since 11 Nov 2022)
• Jack Wakefield

  IRN JXW13973

  • CF30 Customer (17 Apr 2019 to 28 Apr 2020)
• Jad Hisham Faki

  IRN JXF00395

  • CF30 Customer (27 May 2022 to 28 Feb 2025)

• Twenty20 Investments LLP (no longer appointed)

  FRN 784142 · Appointed 13 Jul 2017 · Until 4 Sep 2017 · Tied agent

• MALLOCH MELVILLE LTD (no longer appointed)

  FRN 784143 · Appointed 13 Jul 2017 · Until 25 Feb 2020

• GPIM Limited (no longer appointed)

  FRN 783952 · Appointed 11 Jul 2017 · Until 3 Dec 2018

• GETBACK BAYTREE ADVISORS LLP (no longer appointed)

  FRN 783876 · Appointed 10 Jul 2017 · Until 11 Jul 2017

• Blue Bridge Wealth Management UK Limited (no longer appointed)

  FRN 783245 · Appointed 3 Jul 2017 · Until 4 Jun 2019

• Quantessence Financial Limited (no longer appointed)

  FRN 780349 · Appointed 15 Jun 2017 · Until 15 Mar 2018

• Blossom Capital Ltd (no longer appointed)

  FRN 781783 · Appointed 15 Jun 2017 · Until 16 Jan 2018

• Yes Growth Ltd (no longer appointed)

  FRN 615031 · Appointed 18 May 2017 · Until 1 Nov 2022

• Solid Global Investors LLP (no longer appointed)

  FRN 778399 · Appointed 5 May 2017 · Until 20 Jul 2018

• Parcoa (Holdings) Ltd (no longer appointed)

  FRN 777477 · Appointed 26 Apr 2017 · Until 20 Jun 2017

No changes recorded yet.