Sapia Partners LLP

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/sapia/

• Complaints Contact

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alice Louisa Townshend

  IRN ALT01068

  • CF30 Customer (10 Aug 2016 to 19 Apr 2021)
• Alina Cornovan

  IRN AXC00112

  • CF30 Customer (30 Mar 2021 to 31 Aug 2023)
• Aline Falchetti

  IRN AXF13619

  • CF30 Customer (17 Apr 2019 to 21 Sep 2021)
• Alistair Francis Malins

  IRN AFM01056

  • CF1 Director (AR) (19 Nov 2016 to 15 Jun 2017)
  • CF30 Customer (17 Apr 2015 to 1 Sep 2015)
• Alistair Joseph Stones

  IRN AJS01598

  • CF30 Customer (22 Aug 2014 to 20 Oct 2015)
  • CF1 Director (AR) (22 Aug 2014 to 20 Oct 2015)
• Allan Lane

  IRN AXL01810

  • CF30 Customer (28 Apr 2016 to 1 Sep 2017)
• Allan Stevenson

  IRN AXS05000

  • CF2 Non Executive Director (AR) (30 Oct 2023 to 20 May 2025)
• Alper Ozceylan

  IRN AXO01621

  • CF1 Director (AR) (25 Jul 2018 to 8 Jun 2020)
  • CF4 Partner (AR) (16 May 2017 to 19 Jul 2018)
  • CF30 Customer (16 May 2017 to 19 Jul 2018)
• Aman Uddin Ahmed Behzad

  IRN AUB01005

  • CF1 Director (AR) (26 Feb 2020 to 30 Apr 2025)
  • CF30 Customer (14 Apr 2018 to 24 Sep 2019)
• Ambra Gambini

  IRN AXG01333

  • CF30 Customer (21 Nov 2012 to 12 Jul 2019)

• Black Swan Equity Partners LLP (no longer appointed)

  FRN 823991 · Appointed 23 Oct 2018 · Until 21 Dec 2020 · Tied agent

• Koodoo Global Ltd (no longer appointed)

  FRN 822890 · Appointed 10 Oct 2018 · Until 15 Jan 2020

• Epsilon Capital Limited (no longer appointed)

  FRN 821120 · Appointed 18 Sep 2018 · Until 6 Aug 2019 · Tied agent

• Carlton Square Capital Limited (no longer appointed)

  FRN 820781 · Appointed 13 Sep 2018 · Until 5 Apr 2019

• Seraph Aviation Capital UK Limited (no longer appointed)

  FRN 820622 · Appointed 12 Sep 2018 · Until 8 Sep 2022

• Arlington Capital Markets Limited (no longer appointed)

  FRN 818438 · Appointed 29 Aug 2018 · Until 2 Apr 2020 · Tied agent

• Haatch Ventures LLP (no longer appointed)

  FRN 815503 · Appointed 3 Aug 2018 · Until 11 Oct 2019

• Firestartr LLP (no longer appointed)

  FRN 613664 · Appointed 30 Jul 2018 · Until 26 Mar 2019

• Solid Global Investors Advisory Limited (no longer appointed)

  FRN 814764 · Appointed 25 Jul 2018 · Until 8 Jun 2020 · Tied agent

• Thameside Markets Limited (no longer appointed)

  FRN 814320 · Appointed 19 Jul 2018 · Until 22 Aug 2019 · Tied agent

No changes recorded yet.