Sapia Partners LLP

Date authorised
1 April 2013
Companies House
OC354934
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450
    Web
    https://iqeq.com/sapia/

  • Complaints Contact

    4th Floor
    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Page

    IRN DAP01075

    • CF4 Partner (AR) (3 Oct 2012 to 14 Dec 2012)
    • CF30 Customer (13 Dec 2011 to 14 Dec 2012)
  • David Shannon

    IRN DXS02972

    • CF3 Chief Executive (AR) (22 Dec 2020 to 18 Dec 2025)
    • CF1 Director (AR) (27 Mar 2019 to 22 Dec 2020)
    • CF30 Customer (6 Jun 2018 to 18 Dec 2025)
  • David Tung-Ming Tse

    IRN DXT00284

    • CF4 Partner (AR) (8 Dec 2022 to 2 Jan 2025)
    • CF30 Customer (8 Dec 2022 to 2 Jan 2025)
  • David William Ross

    IRN DXR00485

    • CF1 Director (AR) (25 Nov 2023 to 20 May 2025)
  • David Zaher Saab

    IRN DXS08185

    • CF30 Customer (19 Nov 2019 to 3 Feb 2020)
    • CF1 Director (AR) (15 Nov 2018 to 3 Feb 2020)
  • David, Jo, Robert Fauchier

    IRN DXF10507

    • CF30 Customer (22 Jan 2019 to 31 Jul 2020)
    • CF1 Director (AR) (22 Jan 2019 to 31 Jul 2020)
  • Dean Daniel Samuels

    IRN DDS01017

    • CF30 Customer (1 Sep 2014 to 17 Feb 2015)
  • Deepak Jalan

    IRN DXJ01493

    • CF2 Non Executive Director (AR) (13 Dec 2016 to 4 Oct 2018)
  • Derek Uittenbroek

    IRN DXU01045

    • CF30 Customer (13 Dec 2012 to 12 Apr 2014)
    • CF1 Director (AR) (13 Dec 2012 to 12 Apr 2014)
  • Dermot O'Riordan

    IRN DXO16655

    • CF30 Customer (3 Jul 2019 to 4 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.