Sapeno Partners LLP

Date authorised
10 October 2014
Companies House
OC388955
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Derby Street
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +447951588928
    Web
    https://www.sapeno.com

  • Complaints Contact

    6 Derby Street
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +447951588928

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shiblee Alam

    IRN SXA01458

    • CF30 Customer (4 Apr 2018 to 31 Aug 2021)
  • Susannah Joy Preston

    IRN SXP20949

    • CF30 Customer (6 Sep 2024 to 30 Dec 2024)
  • Tarun Nagpal

    IRN TXN01109

    • CF1 Director (AR) (since 28 Nov 2019)
    • CF30 Customer (since 28 Nov 2019)
  • Thomas Barton Wasserman

    IRN TXW00326

    • CF2 Non Executive Director (AR) (since 25 Feb 2024)
  • Timothy Francis Bell

    IRN TFB01008

    • CF1 Director (AR) (11 Sep 2019 to 22 Jun 2020)
    • CF4 Partner (AR) (18 Feb 2016 to 12 Sep 2019)
    • CF30 Customer (18 Feb 2016 to 22 Jun 2020)
    • CF3 Chief Executive (AR) (18 Feb 2016 to 22 Jun 2020)
  • Tom Wenfrid Karlsson

    IRN TWK01011

    • CF3 Chief Executive (AR) (8 Feb 2021 to 12 May 2023)
    • CF1 Director (AR) (8 Feb 2021 to 12 May 2023)
    • CF30 Customer (8 Feb 2021 to 12 May 2023)
  • William Charles Grimes

    IRN WXG00087

    • CF30 Customer (since 9 Dec 2024)
  • William Close-Brooks

    IRN WXC01265

    • CF1 Director (AR) (21 Nov 2022 to 8 Jan 2025)
    • CF30 Customer (18 Dec 2019 to 3 Sep 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.