Santander ISA Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408003281328
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Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +448001712171
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to dealing-only activities.
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Arranges Asset Safekeeping
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to transaction-only activities.
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Holds Your Assets
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Owen Docherty
IRN OXD01027
- CF26 Customer Trading (5 Nov 2002 to 28 Feb 2003)
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Owen Edward Charles Baynham
IRN OXB00003
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Pamela Elizabeth Stokes
IRN PES01058
- CF21 Investment Adviser (28 May 2002 to 30 Aug 2002)
- CF22 Investment Adviser (Trainee) (4 Jan 2002 to 28 May 2002)
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Pamela Janet Watson
IRN PJW01212
- CF26 Customer Trading (17 Mar 2003 to 31 May 2007)
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Pamela Joan Harte
IRN PJH00022
- CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2002)
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Pamela Maria Veronica Brook
IRN PMB00018
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Pamela McKie
IRN PXM00248
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Paramjit Kaur Sondh
IRN PKS00007
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
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Patrica Anne Overend-Carter
IRN PAO00006
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Patrica Iona Jobber
IRN PIJ00002
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.