Santander ISA Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408003281328
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Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +448001712171
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to dealing-only activities.
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Arranges Asset Safekeeping
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to transaction-only activities.
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Holds Your Assets
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kathleen Aspinall
IRN KXA00014
- CF21 Investment Adviser (1 Dec 2001 to 20 May 2002)
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Kathleen Marie Donnelly
IRN KMD00008
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 30 Aug 2002)
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Kathrin Sweeney
IRN KXS01304
- CF22 Investment Adviser (Trainee) (3 May 2002 to 30 Aug 2002)
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Kathryn Anne Brighton
IRN KAB00008
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Kathryn Helen Hargreaves
IRN KHH00004
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Kathryn Louise Hill
IRN KLH00016
- CF21 Investment Adviser (25 Mar 2002 to 30 Aug 2002)
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Kathryn Victoria Hoffen
IRN KVH00008
- CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
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Katie Anne Jones
IRN KAJ00009
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Katie Speirs
IRN KXS00117
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Jun 2002)
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Katrina Balmain
IRN KXB00154
- [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.