Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Grantham Arthur Fidler

    IRN GAF00003

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Greg David Tracy

    IRN GDT01021

    • CF22 Investment Adviser (Trainee) (23 Jul 2002 to 30 Aug 2002)
  • Gregory James Dixon

    IRN GXD01236

    • CF30 Customer (23 Mar 2009 to 1 Jul 2010)
    • CF26 Customer Trading (3 Oct 2002 to 30 Aug 2004)
  • Guy Anthony Rollason

    IRN GAR00011

    • CF22 Investment Adviser (Trainee) (30 Jul 2002 to 30 Jul 2002)
    • CF21 Investment Adviser (30 Jul 2002 to 11 Sep 2002)
  • Guy Grierson

    IRN GXG00081

    • [FCA CF] Significant management (9 Dec 2019 to 6 Apr 2021)
  • Haley Preece

    IRN HXJ00021

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Hanif Khan

    IRN HXK00008

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Hanna Humphris

    IRN HRM01017

    • CF22 Investment Adviser (Trainee) (6 Sep 2002 to 6 Sep 2002)
  • Hannah Bensusan

    IRN HXB00035

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Harold George Hughes

    IRN HGH01011

    • CF11 Money Laundering Reporting (25 Jul 2002 to 1 Jul 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.