Santander ISA Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408003281328
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Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +448001712171
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to dealing-only activities.
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Arranges Asset Safekeeping
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to transaction-only activities.
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Holds Your Assets
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Catherine Dunlop
IRN CXD01091
- CF20 Significant Mgt (Settlements) (26 Feb 2003 to 6 Aug 2004)
- CF1 Director (26 Feb 2003 to 6 Aug 2004)
- CF3 Chief Executive (26 Feb 2003 to 6 Aug 2004)
- CF8 Apportionment and Oversight (26 Feb 2003 to 6 Aug 2004)
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Catherine Hope Morgan
IRN CHM01033
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
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Catherine Louise Ladd
IRN CLL01020
- CF22 Investment Adviser (Trainee) (18 Apr 2002 to 30 Aug 2002)
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Catherine Melanie Hardy
IRN CMH00040
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Catherine Sarah Sadd
IRN CSS00004
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Catherine Tether
IRN CXB00148
- CF22 Investment Adviser (Trainee) (12 Feb 2002 to 12 Feb 2002)
- CF21 Investment Adviser (12 Feb 2002 to 30 Aug 2002)
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Catriona Frances Mustoe
IRN CFH00014
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Ceinwen Roberts
IRN CXR00041
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Ceri Rosanne Hancock
IRN CRH00017
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
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Charles Andrew Lewis Hayward
IRN CAH00009
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.