Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Wendy Bell

    IRN WXB00009

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Wendy Glover

    IRN WXG00006

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Wendy Hobson

    IRN WXH00013

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Wendy Louise Longley

    IRN WLL00002

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Wendy Phillips

    IRN WXB00021

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Will John Harvey

    IRN WJH00009

    • CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2002)
  • William McKenzie

    IRN WXM01146

    • CF26 Customer Trading (14 Aug 2003 to 13 Oct 2006)
  • William Richard Burton

    IRN WRB00010

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Wilma Daly

    IRN WXD00006

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Yaser Ali

    IRN VXA00014

    • CF22 Investment Adviser (Trainee) (7 Feb 2002 to 30 Aug 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.