Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rosemary McKay

    IRN RXM00182

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
  • Rosemary Ratcliffe

    IRN RXR00063

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Ross Appleby

    IRN RXA00107

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Ross Harvey

    IRN RXH01472

    • CF26 Customer Trading (22 Aug 2003 to 22 Jul 2004)
  • Ross Neville

    IRN NXR01112

    • CF22 Investment Adviser (Trainee) (8 May 2002 to 8 May 2002)
    • CF21 Investment Adviser (8 May 2002 to 30 Aug 2002)
  • Ruby Raja

    IRN RXR00058

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Russell Adrian Firth

    IRN RAF01088

    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 30 Aug 2002)
  • Russell David Parker

    IRN RDP01047

    • CF21 Investment Adviser (2 Jul 2002 to 17 Oct 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jul 2002)
  • Ruth Le May

    IRN RXL01197

    • CF22 Investment Adviser (Trainee) (14 Jun 2002 to 30 Aug 2002)
  • Ruth Liddle

    IRN RXE00051

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.