Santander ISA Managers Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408003281328
-
Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +448001712171
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to dealing-only activities.
-
Arranges Asset Safekeeping
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Investment Setup
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to transaction-only activities.
-
Holds Your Assets
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Rosemary McKay
IRN RXM00182
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
-
Rosemary Ratcliffe
IRN RXR00063
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
-
Ross Appleby
IRN RXA00107
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
-
Ross Harvey
IRN RXH01472
- CF26 Customer Trading (22 Aug 2003 to 22 Jul 2004)
-
Ross Neville
IRN NXR01112
- CF22 Investment Adviser (Trainee) (8 May 2002 to 8 May 2002)
- CF21 Investment Adviser (8 May 2002 to 30 Aug 2002)
-
Ruby Raja
IRN RXR00058
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
-
Russell Adrian Firth
IRN RAF01088
- CF22 Investment Adviser (Trainee) (1 Mar 2002 to 30 Aug 2002)
-
Russell David Parker
IRN RDP01047
- CF21 Investment Adviser (2 Jul 2002 to 17 Oct 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jul 2002)
-
Ruth Le May
IRN RXL01197
- CF22 Investment Adviser (Trainee) (14 Jun 2002 to 30 Aug 2002)
-
Ruth Liddle
IRN RXE00051
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.