Santander ISA Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408003281328
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Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +448001712171
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to dealing-only activities.
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Arranges Asset Safekeeping
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to transaction-only activities.
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Holds Your Assets
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Edward Joy
IRN REJ00007
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Richard Graham Button
IRN RGB00006
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Richard Hamilton
IRN RXH00195
- CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2002)
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Richard Harold Keith Moody
IRN RHM01072
- CF11 Money Laundering Reporting (10 Jun 2009 to 10 Jun 2010)
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Richard John Crocker
IRN RJC00118
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Richard Lewis
IRN RXL00011
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Richard Wilkinson
IRN RMW01089
- CF22 Investment Adviser (Trainee) (13 Mar 2002 to 30 Aug 2002)
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Rita Gunter
IRN RXG01213
- CF21 Investment Adviser (31 Jan 2002 to 30 Aug 2002)
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Rob Askham
IRN RDA01048
- CF1 Director (13 Mar 2012 to 27 May 2014)
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Robert Armstrong
IRN RXA01169
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2003)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.