Santander Asset Management UK Limited

• Principal Place of Business

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

  Web

  https://www.santanderassetmanagement.co.uk

• Complaints Contact

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Julian Thomas Gordon Coutts

  IRN JTC01016

  • CF14 Risk Assessment (28 Apr 2004 to 29 Oct 2004)
• Karen Irvine Houston

  IRN KXH01216

  • CF26 Customer Trading (25 Feb 2004 to 31 May 2006)
• Keith Charles William Morgan

  IRN KCM01026

  • CF2 Non Executive Director (2 Mar 2007 to 1 Nov 2007)
• Keith Gwyn Speck

  IRN KGS01021

  • CF30 Customer (11 Jan 2008 to 24 Nov 2010)
• Kenneth Cowan

  IRN KXC00350

  • [FCA CF] CASS oversight function (14 Sep 2023 to 31 Dec 2024)
  • [FCA CF] Significant management (14 Sep 2023 to 31 Dec 2024)
• Kenneth David Bailey Dickson

  IRN KDD01008

  • CF27 Investment Management (1 Dec 2001 to 22 Jan 2004)
• Kenneth John Wood

  IRN KJW01073

  • CF27 Investment Management (1 Dec 2001 to 22 Jan 2004)
• Kenneth William Robertson

  IRN KWR01008

  • CF27 Investment Management (1 Dec 2001 to 25 May 2004)
• Kent Mclean Peterson

  IRN KXP12270

  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Mar 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Mar 2022)
  • CF30 Customer (6 Mar 2019 to 8 Dec 2019)
• Kerr Luscombe

  IRN KXL01156

  • CF1 Director (24 Dec 2002 to 1 Sep 2006)
  • CF13 Finance (15 Aug 2002 to 1 Sep 2006)

No changes recorded yet.