SAMSUNG ASSET MANAGEMENT (LONDON) LTD.

Date authorised
23 September 2015
Companies House
02562916
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Samsung Asset Management (London) Ltd
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +442077766405
  • Complaints Contact

    Samsung Asset Management (London) Ltd
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +442077766405

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Professional

  • Arranges Investments

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yeon Suk Cho

    IRN YXC00027

    • SMF3 Executive Director (since 21 Oct 2022)
    • SMF1 Chief Executive (since 21 Oct 2022)
    • [FCA CF] Client dealing (1 Nov 2020 to 30 Sep 2022)
  • Yeseul Ha

    IRN YXH00109

    • [FCA CF] Client dealing (since 5 Jan 2026)
  • Young-Rae Cha

    IRN YXC00066

    • [FCA CF] Client dealing (since 1 Dec 2022)
  • choong hoon OH

    IRN CHO01006

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (12 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Apr 2016 to 8 Dec 2019)
  • sang won seok

    IRN SWS01067

    • SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2020)
    • CF3 Chief Executive (4 Apr 2016 to 8 Dec 2019)
    • CF1 Director (4 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (15 Dec 2015 to 28 Apr 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.