Samson Rock Capital LLP

• Principal Place of Business

  58 Great Marlborough Street

  London

  W1F 7JY

  UNITED KINGDOM

  Phone

  +4402039941890

  Web

  https://www.samsonrock.com

• Complaints Contact

  58 Great Marlborough Street

  London

  W1F 7JY

  UNITED KINGDOM

  Phone

  +4402039941890

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Samson Rock Capital Services UK Limited

  IRN XXS12386

  • CF4 Partner (4 Jun 2019 to 11 Nov 2019)
• Craig George Price

  IRN CXP25040

  • [FCA CF] Client dealing (since 26 Apr 2021)
  • CF30 Customer (4 Dec 2019 to 8 Dec 2019)
• Desmond Patrick Denning

  IRN DPD01058

  • SMF16 Compliance Oversight (since 8 Mar 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Mar 2024)
  • SMF27 Partner (since 8 Jan 2024)
• George Rumenov Yanakiev

  IRN GRY01004

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2024)
  • SMF27 Partner (9 Dec 2019 to 31 Jan 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2024)
  • CF4 Partner (4 Jun 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Jun 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Jun 2019 to 8 Dec 2019)
• Guillaume Pierre Simon Marie Leonard de Juvigny

  IRN GPL01053

  • CF30 Customer (17 Jun 2019 to 8 Dec 2019)
• James Hammond

  IRN JXH00877

  • [FCA CF] Client dealing (since 5 Apr 2024)
• Julian Robinson

  IRN JXR00703

  • [FCA CF] Client dealing (15 May 2023 to 18 Dec 2023)
• Lucy Ann Harvey Blair

  IRN LAB01072

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (4 Jun 2019 to 8 Dec 2019)
  • CF4 Partner (4 Jun 2019 to 8 Dec 2019)
• Radoslav Stoyanov Bradistilov

  IRN RSB01146

  • [FCA CF] Material risk taker (since 1 Oct 2022)
  • [FCA CF] Client dealing (since 10 Jun 2021)
• Raphael Kain

  IRN RXK01264

  • [FCA CF] Client dealing (since 20 Jul 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (4 Jun 2019 to 8 Dec 2019)
  • CF4 Partner (4 Jun 2019 to 8 Dec 2019)

No changes recorded yet.