Saltgate (UK) Limited

Date authorised
1 April 2013
Companies House
06453876
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Business Environment
    107 Cheapside
    London
    City Of London
    EC2V 6DN
    UNITED KINGDOM
    Phone
    +4401534850750
    Web
    https://www.saltgate.com

  • Complaints Contact

    Business Environment
    107 Cheapside
    London
    City Of London
    EC2V 6DN
    UNITED KINGDOM
    Phone
    +4401534850750

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

    Show 5 limitations
    • · The firm can perform only the depositary functions specified.
    • · The firm may act as trustee or depositary of non-EEA AIFs performing the cash monitoring function under Article 21(7) of AIFMD.
    • · The firm may act as trustee or depositary of non-EEA AIFs performing the safekeeping function under Article 21(8)(b) of AIFMD.
    • · The firm may act as trustee or depositary of non-EEA AIFs performing the oversight function under Article 21(9) of AIFMD.
    • · The firm may act as trustee or depositary of AIFs of the kind defined in FUND 3.11.12R.

  • Authorised to Operate

  • Arranges Asset Safekeeping

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

  • Runs Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ajaykapoor Golam

    IRN AXG00257

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Andrea Louise Steel

    IRN ALS01125

    • CF11 Money Laundering Reporting (2 Apr 2018 to 30 Jan 2019)
    • CF10 Compliance Oversight (2 Apr 2018 to 30 Jan 2019)
    • CF1 Director (3 Jun 2013 to 12 Oct 2015)
  • Andrew John Waddington

    IRN AJW01524

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (25 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Feb 2019 to 8 Dec 2019)
    • CF1 Director (1 Dec 2011 to 4 Apr 2018)
  • Howard William John Cameron

    IRN HWC01015

    • CF1 Director (3 Jan 2012 to 28 Mar 2014)
    • CF11 Money Laundering Reporting (3 Jan 2012 to 16 Jan 2015)
  • Julian Xavier Withrington

    IRN JXW01405

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Jan 2019 to 8 Dec 2019)
  • Katherine Harrison

    IRN KXH01888

    • CF11 Money Laundering Reporting (2 Jan 2018 to 2 Mar 2018)
  • Leanne Maureen Tunney

    IRN LMT01061

    • CF11 Money Laundering Reporting (24 Oct 2016 to 29 Dec 2017)
  • Mark Stockwell

    IRN MXS01191

    • [FCA CF] Significant management (1 Mar 2022 to 1 Jun 2023)
  • Neville Duncan Scott

    IRN NDS01073

    • CF1 Director (9 Feb 2015 to 30 Sep 2016)
    • CF11 Money Laundering Reporting (9 Feb 2015 to 30 Sep 2016)
  • Philip Anthony Gittins

    IRN PAG01205

    • CF1 Director (2 Sep 2010 to 13 Jan 2012)
    • CF10 Compliance Oversight (2 Sep 2010 to 13 Jan 2012)
    • CF11 Money Laundering Reporting (2 Sep 2010 to 13 Jan 2012)
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Recent activity

Updates to this firm's record on the FCA register.

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