Date authorised
1 April 2013
Companies House
00732602
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Saga Services
    3 Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111
  • Complaints Contact

    3 Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Constable

    IRN JXC02175

    • CF1 Director (AR) (4 Oct 2022 to 31 Mar 2025)
  • John Robert Lister

    IRN JRL01035

    • SMF11 Chair of the Audit Committee (since 20 May 2022)
    • SMF10 Chair of the Risk Committee (since 20 May 2022)
  • John Stephen Edwards

    IRN JSE01014

    • CF2 Non Executive Director (28 Jan 2016 to 30 Apr 2019)
  • John Stephen Potter

    IRN JSP01075

    • CF29 Significant management (1 Nov 2007 to 7 Jun 2013)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Jonathan Burns

    IRN JXB01315

    • [FCA CF] Significant management (since 2 Jan 2023)
  • Jonathan Stanley Hill

    IRN JSH01193

    • CF1 Director (30 Jun 2015 to 28 Sep 2018)
  • Julie Hopes

    IRN JXH02059

    • SMF13 Chair of the Nominations Committee (21 Aug 2020 to 27 Feb 2026)
    • SMF12 Chair of the Remuneration Committee (21 Aug 2020 to 4 May 2024)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 27 Feb 2026)
    • CF2 Non Executive Director (26 Feb 2019 to 8 Dec 2019)
  • Julius David Christmas

    IRN JDC01180

    • SMF24 Chief Operations (31 Mar 2020 to 10 Nov 2023)
    • CF29 Significant management (28 Jan 2009 to 8 Dec 2019)
  • Karen Miller

    IRN KXM00597

    • SMF24 Chief Operations (11 Jul 2023 to 9 Feb 2024)
    • Responsible for Insurance Distribution (11 Jul 2023 to 9 Feb 2024)
  • Katharine Applin

    IRN KXA00217

    • [FCA CF] Significant management (9 Dec 2019 to 10 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.