S & P FINANCIAL MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
04960568
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    S & P Financial Management Ltd
    Elthorne Gate
    64 High Street
    Pinner
    Harrow
    HA5 5QA
    UNITED KINGDOM
    Phone
    +4402089012929
    Web
    https://www.spfinancial.co.uk

  • Complaints Contact

    S & P Financial Management Ltd
    Elthorne Gate
    64 High Street
    Pinner
    Harrow
    HA5 5QA
    UNITED KINGDOM
    Phone
    +442089012929

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Atul Dhansukhram Ingreji

    IRN ADI00001

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 25 Jan 2013)
    • CF21 Investment Adviser (7 Nov 2005 to 31 Oct 2007)
  • Kumar Pramodchandra Patel

    IRN KXP00030

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 26 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 25 Jan 2013)
    • CF11 Money Laundering Reporting (7 Nov 2005 to 25 Jan 2013)
    • CF21 Investment Adviser (7 Nov 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (7 Nov 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (7 Nov 2005 to 30 Sep 2018)
    • CF1 Director (7 Nov 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Nov 2005 to 25 Jan 2013)
  • Nishma Bhudia

    IRN NXB59220

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Jan 2022)
  • Swornim Dewan

    IRN SXD00468

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2025)
  • kushal patel

    IRN KXP00116

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

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