S E Holroyd & K L Holroyd

Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 23C
    Oakham Enterprise Park
    Ashwell Road
    Oakham
    Rutland
    LE15 7TU
    UNITED KINGDOM
    Phone
    +4401572756711
    Web
    https://www.bargateholroyd.co.uk

  • Complaints Contact

    Unit 23C
    Oakham Enterprise Park
    Ashwell Road
    Oakham
    Rutland
    LE15 7TU
    UNITED KINGDOM
    Phone
    +4401572756711

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Lewis Holroyd

    IRN JLH01106

    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 2 Aug 2017)
    • CF4 Partner (14 Jan 2005 to 2 Aug 2017)
  • Kathleen Louise Holroyd

    IRN KLH01082

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (15 Dec 2016 to 8 Dec 2019)
  • Susan Elizabeth Holroyd

    IRN SEH01084

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF4 Partner (14 Oct 2013 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 3 Oct 2013)
    • CF29 Significant management (1 Nov 2007 to 3 Oct 2013)
    • CF3 Chief Executive (14 Jan 2005 to 3 Oct 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.