Ryse Asset Management LLP

Date authorised
1 April 2013
Companies House
OC352409
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Knightsbridge Green
    .
    London
    SW1X 7NE
    UNITED KINGDOM
    Phone
    +4402033710047
    Web
    https://www.ryseam.com

  • Complaints Contact

    1 Knightsbridge Green
    London
    SW1X 7NE
    UNITED KINGDOM
    Phone
    +4402033710047

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Connell Capital Limited

    IRN XXC01167

    • CF4 Partner (26 Jul 2010 to 8 Aug 2014)
  • . Shearwater Capital Limited

    IRN XXS01146

    • CF4 Partner (26 Jul 2010 to 8 Aug 2014)
  • Andrew Kurt Freshney

    IRN AKF01039

    • CF11 Money Laundering Reporting (26 Jul 2010 to 13 Jan 2015)
    • CF30 Customer (26 Jul 2010 to 13 Jan 2015)
    • CF4 Partner (26 Jul 2010 to 13 Jan 2015)
    • CF10 Compliance Oversight (26 Jul 2010 to 13 Jan 2015)
  • Claudio D'Angelo

    IRN CXD01123

    • SMF27 Partner (9 Dec 2019 to 13 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jan 2021)
    • CF1 Director (AR) (17 Jul 2015 to 3 Mar 2017)
    • CF11 Money Laundering Reporting (15 Jun 2015 to 8 Dec 2019)
    • CF30 Customer (15 Jun 2015 to 8 Dec 2019)
    • CF4 Partner (15 Jun 2015 to 8 Dec 2019)
  • Filippo Falaschi

    IRN FXF01114

    • CF30 Customer (24 Jul 2019 to 8 Dec 2019)
  • Hyun Jin Khang

    IRN HXK01141

    • CF30 Customer (10 Sep 2015 to 13 Oct 2016)
  • John Lee Allen

    IRN JXA23432

    • SMF27 Partner (since 6 Jul 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Nov 2019 to 8 Dec 2019)
  • Peter Kemp McGuigan

    IRN PKM01027

    • CF30 Customer (26 Jul 2010 to 18 Jun 2015)
    • CF4 Partner (26 Jul 2010 to 18 Jun 2015)
  • Shabir Chowdhary

    IRN SXC01614

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2023)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (17 Jul 2015 to 14 Mar 2017)
    • CF10 Compliance Oversight (15 Jul 2015 to 8 Dec 2019)
    • CF4 Partner (15 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (15 Jul 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.