Companies House
OC303843
Last scraped
1 day ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Old Bakery
    Shaw Lane
    Lichfield
    Staffordshire
    WS13 7AG
    UNITED KINGDOM
    Phone
    +4401543415040
  • Complaints Contact

    The Old Bakery
    Shaw Lane
    Lichfield
    Staffordshire
    WS13 7AG
    UNITED KINGDOM
    Phone
    +4401543415040

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karl John Toogood

    IRN KJT01055

    • (9)CF1 Director (AR) (6 Apr 2022 to 9 Jan 2026)
    • (6)SMF27 Partner (9 Dec 2019 to 28 Mar 2026)
    • (8)CF4 Partner (14 Jan 2005 to 8 Dec 2019)
    • (7)CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • (5)Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Michael David Stott

    IRN MXS00706

    • (1)CF1 Director (AR) (21 Jul 2021 to 26 Sep 2022)
  • Stephen Nicholas Gill-Parsons

    IRN SXG00492

    • (3)SMF27 Partner (20 May 2022 to 28 Mar 2026)
    • (2)Responsible for Insurance Distribution (20 May 2022 to 28 Mar 2026)
    • (4)CF1 Director (AR) (4 Apr 2022 to 9 Jan 2026)
  • Steven Hallworth

    IRN SXH01670

    • (12)SMF16 Compliance Oversight (14 Jun 2022 to 28 Mar 2026)
    • (15)CF1 Director (AR) (4 Apr 2022 to 9 Jan 2026)
    • (11)SMF27 Partner (9 Dec 2019 to 28 Mar 2026)
    • (10)Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • (13)CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • (14)CF4 Partner (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. permission removed: Advising on investments (except on Pension Transfers and Pension Opt Outs)

  2. permission removed: Agreeing to carry on a regulated activity

  3. permission removed: Arranging (bringing about) deals in investments

  4. permission removed: Assisting in the administration and performance of a contract of insurance

  5. permission removed: Dealing in investments as agent

  6. permission removed: Making arrangements with a view to transactions in investments

  7. requirement removed: OR-0247546

  8. controlled function added: (15)CF1 Director (AR)

  9. controlled function added: (14)CF4 Partner

  10. status changed: No longer authorised