RWE Trading Services Limited

• Principal Place of Business

  Windmill Hill Business Park

  Whitehall Way

  Swindon

  Wiltshire

  SN5 6PB

  UNITED KINGDOM

  Phone

  +441793877777

  Web

  https://www.rwe.com

• Complaints Contact

  60 Threadneedle Street

  London

  EC2R 8HP

  UNITED KINGDOM

  Phone

  +447769301960

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Thomas Ian Simpson

  IRN TIS01003

  • CF21 Investment Adviser (29 Jul 2004 to 3 Oct 2005)
• Tobei Rhys Williams

  IRN TRW01047

  • CF30 Customer (25 Sep 2009 to 7 Dec 2016)
• Toby Lawrence Patrick Costin

  IRN TXC01083

  • CF21 Investment Adviser (1 Feb 2002 to 15 May 2005)
• Trevor Anthony Bray

  IRN TAB01056

  • CF30 Customer (1 Nov 2007 to 7 Dec 2016)
  • CF21 Investment Adviser (1 Feb 2002 to 31 Oct 2007)
• Viral Rajesh Shah

  IRN VRS01009

  • CF30 Customer (7 Sep 2016 to 8 Dec 2019)
• Virgilio Arturo Guma

  IRN VAG01006

  • CF21 Investment Adviser (10 Apr 2004 to 1 Jun 2005)
• Vivienne Ann Vanduijneveldt

  IRN VAH01010

  • CF30 Customer (1 Nov 2007 to 30 Jun 2016)
  • CF21 Investment Adviser (1 Feb 2002 to 31 Oct 2007)
• Warwick Emil Cernoch

  IRN WEC01011

  • CF30 Customer (1 Nov 2007 to 6 Jun 2013)
  • CF21 Investment Adviser (31 Aug 2004 to 31 Oct 2007)
• William Henry Simon John

  IRN WHJ01014

  • [FCA CF] Client dealing (1 Jun 2020 to 31 Dec 2020)
  • [FCA CF] Functions requiring qualifications (1 Jun 2020 to 31 Dec 2020)
• William James Cox

  IRN WJC01058

  • CF30 Customer (1 Nov 2007 to 7 Jan 2008)
  • CF21 Investment Adviser (1 Feb 2002 to 31 Oct 2007)

No changes recorded yet.