RVW WealthCare Ltd

Date authorised
1 April 2013
Companies House
00928731
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3A Cambrai Court
    1229-1235 Stratford Road
    Hall Green
    BIRMINGHAM
    B28 9AA
    UNITED KINGDOM
    Phone
    +4401213256950
    Web
    https://www.rvwwealthcare.com

  • Complaints Contact

    3A Cambrai Court
    1229-1235 Stratford Road
    Hall Green
    Birmingham
    West Midlands
    B28 9AA
    UNITED KINGDOM
    Phone
    +4401213256950

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Cem Caga

    IRN ACC01115

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (1 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2009 to 8 Dec 2019)
  • Carl William Victor Hetherington

    IRN CWH00006

    • CF1 Director (1 Dec 2001 to 7 Apr 2003)
  • David Brian Hemming

    IRN DBH00001

    • CF30 Customer (1 Nov 2007 to 2 Jun 2014)
    • CF21 Investment Adviser (1 Jan 2005 to 31 Oct 2007)
  • James Bowater Sutton Millichip

    IRN JXM00195

    • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)
  • John Henry Field

    IRN JHF00008

    • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Kate Adelaide Edwards

    IRN KAE01008

    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 20 Jun 2003)
  • Mary Catherine Bates

    IRN MCB00014

    • CF1 Director (1 Dec 2001 to 7 Apr 2003)
  • Neil Silverthorne

    IRN NXS00032

    • CF1 Director (1 Dec 2001 to 7 Apr 2003)
  • Robert Ian Pugh

    IRN RIP00002

    • CF30 Customer (1 Nov 2007 to 2 Jun 2014)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2015)
    • CF1 Director (12 May 2003 to 31 Mar 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • Steven Robert Hall

    IRN SRH00011

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (20 Apr 2015 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.