Rutherford Hughes Limited

Date authorised
23 August 2018
Companies House
10431722
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rutherford Hughes Ltd
    Collingwood Buildings
    38 Collingwood Street
    Newcastle upon Tyne
    Tyne and Wear
    NE1 1JF
    UNITED KINGDOM
    Phone
    +441912299600
    Web
    https://www.rutherfordhughes.com

  • Complaints Contact

    Rutherford Hughes Ltd
    Collingwood Buildings
    38 Collingwood Street
    Newcastle upon Tyne
    Tyne and Wear
    NE1 1JF
    UNITED KINGDOM
    Phone
    +441912299600
    Web
    https://www.rutherfordhughes.com

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Hughes

    IRN DXH00216

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (23 Aug 2018 to 30 Sep 2018)
    • CF30 Customer (23 Aug 2018 to 8 Dec 2019)
    • CF1 Director (23 Aug 2018 to 8 Dec 2019)
    • SMF16 Compliance Oversight (1 Jun 2018 to 1 Jun 2018)
    • SIMF1 Chief Executive Function (1 Jun 2018 to 1 Jun 2018)
  • Denise Graham

    IRN DXG01528

    • [FCA CF] Client dealing (6 Jan 2020 to 1 Aug 2023)
    • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 1 Aug 2023)
  • Paul McAtominey

    IRN PXM00065

    • CF30 Customer (23 Aug 2018 to 23 Nov 2018)
  • Peter Robert Rutherford

    IRN PRR00004

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (19 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Dec 2018 to 8 Dec 2019)
    • CF1 Director (23 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (23 Aug 2018 to 8 Dec 2019)
    • SMF3 Executive Director (1 Jun 2018 to 1 Jun 2018)
    • Responsible for Insurance Mediation (1 Jun 2018 to 1 Jun 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2018 to 1 Jun 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.