Russell Investments Limited

• Principal Place of Business

  Russell Investment Group

  Rex House 4-12

  Regent Street

  London

  Westminster

  SW1Y 4PE

  UNITED KINGDOM

  Phone

  +442070246384

  Web

  https://www.russellinvestments.com/uk

• Complaints Contact

  Russell Investment Group

  Rex House 4-12

  Regent Street

  London

  Westminster

  SW1Y 4PE

  UNITED KINGDOM

  Phone

  +442070246384

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Kourosh Eslami

  IRN KXE00053

  • [FCA CF] Client dealing (27 Apr 2021 to 30 Jun 2021)
• Kristine Tomasovic Nelson

  IRN KXN16035

  • CF30 Customer (17 Jun 2019 to 23 Sep 2019)
• Lana Ogunleye

  IRN LXO00041

  • [FCA CF] Client dealing (1 Sep 2020 to 30 Jun 2024)
• Laurence Gene Goldberg

  IRN LXG01215

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (2 Dec 2005 to 3 Nov 2006)
• Laurence Gene Goldberg

  IRN LGG01009

  • CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2003)
• Lauri Leinonen

  IRN LXL00269

  • [FCA CF] Client dealing (since 15 Feb 2024)
• Leigh Hazelton

  IRN LXH15375

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Jul 2021)
  • CF30 Customer (24 May 2019 to 8 Dec 2019)
• Leonard Patrick Brennan

  IRN LPB01010

  • CF3 Chief Executive (15 Jul 2011 to 11 Oct 2011)
  • CF1 Director (1 Dec 2001 to 9 Dec 2004)
• Lewis Forman

  IRN LXF23335

  • [FCA CF] Client dealing (since 1 Apr 2021)
• Liisa Salojarvi

  IRN LXS01094

  • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
  • CF21 Investment Adviser (14 Dec 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (31 Mar 2004 to 14 Dec 2004)

No changes recorded yet.