Date authorised
1 April 2013
Companies House
02264709
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Canada Square
    London
    Tower Hamlets
    E14 5AB
    UNITED KINGDOM
    Phone
    +440800665400
  • Complaints Contact

    One Canada Square
    London
    Tower Hamlets
    E14 5AB
    UNITED KINGDOM
    Phone
    +440800665400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dean Hurst

    IRN DXH01711

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (30 Aug 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (30 Aug 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (30 Aug 2007 to 30 Sep 2018)
  • Hiten Patel

    IRN HXP00187

    • SMF3 Executive Director (since 17 Jan 2023)
  • Mark Paul Abernethy

    IRN MPA01028

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Philip Mark Dix

    IRN PMD01101

    • Responsible for Insurance Mediation (14 Jan 2005 to 3 Aug 2007)
    • CF1 Director (31 Oct 2004 to 3 Aug 2007)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 3 Aug 2007)
  • Robert Joseph Fitzjohn

    IRN RJF01116

    • SMF3 Executive Director (9 Dec 2019 to 6 Sep 2021)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.