This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Rspca Derby

Watch for changes

FRN: 408828

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Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Gemma Collins
IRN GXC01453
- (3)Employed By (14 Jan 2005 to 23 Jun 2005)
Raymond Frederick Cook
IRN RFC01049
- (4)Employed By (7 Jul 2005 to 19 Jul 2006)
Susan Joan Stevens
IRN SJS01296
- (2)Employed By (1 Aug 2006 to 29 Mar 2017)
deborah jane peck
IRN DJP01318
- (1)Employed By (9 Mar 2011 to 1 Oct 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.