Date authorised
11 December 2019
Companies House
11899365
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Windsor Mews
    Crown Drive
    Heathfield
    East Sussex
    TN21 8FP
    UNITED KINGDOM
    Phone
    +4401342580106
  • Complaints Contact

    2 Windsor Mews
    Crown Drive
    Heathfield
    East Sussex
    TN21 8FP
    UNITED KINGDOM
    Phone
    +4401342580106

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Linda Margaret Read Shepley

    IRN LXR16106

    • Responsible for Insurance Distribution (since 11 Dec 2019)
    • SMF3 Executive Director (since 11 Dec 2019)
    • [FCA CF] Client dealing (since 11 Dec 2019)
    • [FCA CF] Significant management (since 11 Dec 2019)
  • Stuart Michael Shepley

    IRN SXS05033

    • SMF3 Executive Director (since 11 Dec 2019)
    • [FCA CF] Benchmark submission and administration (since 11 Dec 2019)
    • [FCA CF] CASS oversight function (since 11 Dec 2019)
    • [FCA CF] Client dealing (since 11 Dec 2019)
    • [FCA CF] Significant management (since 11 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.