RS Investments (UK) Limited

Date authorised
27 January 2025
Companies House
08246430
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    RS Investments (UK) Limited
    New Broad Street House
    35 New Broad Street
    London
    City Of London
    EC2M 1NH
    UNITED KINGDOM
    Phone
    +12106949690

  • Complaints Contact

    15935 La Cantera Pkwy
    San Antonio
    TX
    78256-2703
    UNITED STATES OF AMERICA
    Phone
    +12106949690

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Acheson

    IRN AXA00639

    • SMF3 Executive Director (since 10 Apr 2025)
  • Charles Mathes

    IRN CXM01107

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jul 2025)
  • Michael Dennis Policarpo II

    IRN MXP00882

    • SMF3 Executive Director (since 27 Jan 2025)
  • Nina Gupta

    IRN NXG00310

    • SMF16 Compliance Oversight (since 24 Jul 2025)
    • SMF3 Executive Director (since 27 Jan 2025)
  • Tammy Belshaw

    IRN TXB00586

    • SMF1 Chief Executive (27 Jan 2025 to 15 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jan 2025 to 15 Jul 2025)
    • SMF3 Executive Director (27 Jan 2025 to 15 Jul 2025)
    • SMF16 Compliance Oversight (27 Jan 2024 to 15 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.