Royal London Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Neil Clow
IRN DNC00021
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
David Paul Wright
IRN DPW00005
- CF21 Investment Adviser (11 Nov 2002 to 21 Sep 2004)
David Pringle
IRN DXP00070
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
David Richard Brockman
IRN DRB00017
- CF21 Investment Adviser (11 Nov 2002 to 8 Apr 2003)
David Roberts
IRN DXR00116
- CF21 Investment Adviser (11 Nov 2002 to 14 Mar 2003)
David Ronald Carrington
IRN DRC00028
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
David Vincent Bracegirdle
IRN DVB00001
- CF21 Investment Adviser (11 Nov 2002 to 2 May 2003)
David William Llewellyn
IRN DXL00021
- CF21 Investment Adviser (11 Nov 2002 to 8 Apr 2003)
David William Rostron
IRN DWR00009
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
David William Whelan
IRN DWW00018
- CF21 Investment Adviser (11 Nov 2002 to 31 May 2004)

Smaller firms operating under this firm's FCA authorisation.

United Friendly Financial Planning Limited (no longer appointed)
FRN 205626 · Appointed 4 Nov 1993 · Until 2 Oct 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.