Royal London Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Archibald Bowman
IRN DAB00039
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
David Bartlett
IRN DXB00083
- CF21 Investment Adviser (11 Nov 2002 to 8 Apr 2003)
David Bernstein
IRN DXB00047
- CF21 Investment Adviser (11 Nov 2002 to 14 Sep 2004)
David Bruce Joy
IRN DBJ00005
- CF21 Investment Adviser (11 Nov 2002 to 14 Sep 2004)
David Callum Hughson
IRN DCH01047
- CF1 Director (20 Feb 2002 to 31 Dec 2004)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Dec 2004)
David Edgar Upright
IRN DEU00001
- CF21 Investment Adviser (11 Nov 2002 to 8 Apr 2003)
David Edward Clark
IRN DEC00007
- CF21 Investment Adviser (11 Nov 2002 to 7 Nov 2003)
David Frederick Johnson
IRN DFJ00005
- CF21 Investment Adviser (28 Apr 2004 to 8 Sep 2004)
- CF22 Investment Adviser (Trainee) (23 Sep 2003 to 28 Apr 2004)
David George William Main
IRN DGM00033
- CF21 Investment Adviser (11 Nov 2002 to 20 Feb 2003)
David Gordon Mead
IRN DGM00017
- CF21 Investment Adviser (11 Nov 2002 to 8 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

United Friendly Financial Planning Limited (no longer appointed)
FRN 205626 · Appointed 4 Nov 1993 · Until 2 Oct 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.